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Filing Details

Accession Number:: 0000950170-24-092862
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-08-07 16:30:07
Reporting Period:: 2024-07-18

Accepted Time:: 2024-08-07 16:30:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1838987	Complete Solaria Inc.	CSLR	()	E9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1475444	Tc Group Cayman Investment Holdings, L.p.	C/O Walkers Corporate Limited 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9008	No	No	No	No
1548629	L.l.c. Gp Ii Holdings Carlyle	C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw Suite 220 S Washington DC 20004-2505	No	No	No	No
1548630	L.l.c. Ii Holdings Carlyle	C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw Suite 220 S Washington DC 20004-2505	No	No	No	No
1548636	L.p. Sub Holdings Investment Cayman Group Tc	C/O Walkers Corporate Limited 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9008	No	No	No	No
2029874	Crsef Managing Gp, L.p.	C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw Suite 220 S Washington DC 20004-2505	No	No	No	No
2029875	Crsef Gp, L.l.c.	C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw Suite 220 S Washington DC 20004-2505	No	No	No	No
2029921	Crsef Solis Holdings, L.l.c.	C/O The Carlyle Group Inc. 1001 Pennsylvania Ave. Nw Suite 220 S Washington DC 20004-2505	No	No	No	No
2030094	R.l. S.a Gp Lux Crsef	C/O The Carlyle Group Inc. 2, Avenue Charles De Gaulle L-1653 Luxembourg N4	No	No	No	No
2030096	Carlyle Crsef Solis Aggregator, S.c.sp.	C/O The Carlyle Group Inc. 2, Avenue Charles De Gaulle L-1653 Luxembourg N4	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-07-18	4,936,483	$0.01	4,936,483	No	4	X	Indirect	See footnote
Common Stock	Disposition	2024-07-18	35,143	$1.40	4,901,340	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (right to buy)	Disposition	2024-07-18	4,936,483	$0.00	4,936,483	$0.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2023-07-18	2030-07-18	No	4	X	Indirect

Footnotes

The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.
The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C.
On July 18, 2024, the reporting persons exercised a warrant to purchase 4,936,483 shares of Common Stock for $0.01 per share. The reporting persons paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 35,143 of the warrant shares to pay the exercise price and issuing to the reporting persons the remaining 4,901,340 shares.
The price reported in Column 4 represents the average of the closing price of the issuer's common stock over a fifteen day period from June 21, 2024 to July 15, 2024.