Home > Insider Trading > Filing (0001112679-10-000069)

Filing Details

Accession Number:: 0001112679-10-000069
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-09-03 19:33:52
Reporting Period:: 2010-09-02

Filing Date:: 2010-09-03
Accepted Time:: 2010-09-03 19:33:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1424454	Rovi Corp	ROVI	Periodicals: Publishing Or Publishing & Printing (2721)	261739297

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1338176	James Budge	C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2010-09-02	3,750	$15.73	54,750	No	4	M	Direct
Common Stock	Disposition	2010-09-02	3,750	$42.77	51,000	No	4	S	Direct
Common Stock	Acquisiton	2010-09-02	24,999	$13.53	75,999	No	4	M	Direct
Common Stock	Disposition	2010-09-02	24,999	$43.19	51,000	No	4	S	Direct
Common Stock	Disposition	2010-09-02	18,750	$43.01	32,250	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2010-09-02	3,750	$0.00	3,750	$15.73
Common Stock	Employee Stock Option (right to buy)	Disposition	2010-09-02	24,999	$0.00	24,999	$13.53

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
37,500		2016-03-01	No	4	M	Direct
75,002		2013-06-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,075	Indirect	Budge Family Trust

Footnotes

Shares sold pursuant to Mr. Budge's 10b5-1 plan dated May 11, 2010.
Shares sold on the open market are reported as an average sell price per share of $42.77; breakdown of shares sold and per share sale prices are as follows: 100 at $42.55; 100 at $42.59; 100 at $42.60; 200 at $42.61; 100 at $42.63; 100 at $42.64; 100 at $42.65; 200 at $42.67; 400 at $42.69; 100 at $42.70; 200 at $42.71; 200 at $42.75; 100 at $42.78; 300 at $42.81; 100 at $42.84; 100 at $42.85; 100 at $42.86; 100 at $42.87; 300 at $42.89; 100 at $42.90; 400 at $42.92; 100 at $42.93 and 150 at $42.94.
Shares sold on the open market are reported as an average sell price per share of $43.19; breakdown of shares sold and per share sale prices are as follows: 150 at $42.94; 200 at $42.95; 200 at $42.96; 200 at $42.97; 800 at $42.98; 1,000 at $42.99; 1,700 at $43.00; 1,200 at $43.01; 1,100 at $43.02; 1,200 at $43.03; 1,100 at $43.04; 1,200 at $43.05; 1,000 at $43.06; 200 at $43.07; 300 at $43.08; 600 at $43.09; 500 at $43.10; 500 at $43.11; 200 at $43.12; 300 at $43.13; 300 at $43.14; 300 at $43.15; 204 at $43.16; 496 at $43.17; 600 at $43.18; 100 at $43.19; 649 at $43.20; 300 at $43.21; 100 at $43.22 and 500 at $43.23; additional shares sold continued on Footnote (4).
Shares sold on the open market are reported as an average sell price per share of $43.19 (continued); breakdown of shares sold and per share sale prices are as follows: 400 at $43.25; 100 at $43.31; 100 at $43.32; 200 at $43.35; 200 at $43.39; 100 at $43.40; 100 at $43.41; 300 at $43.42; 250 at $43.43; 200 at $43.44; 352 at $43.45; 448 at $43.46; 900 at $43.47; 500 at $43.48; 300 at $43.49; 600 at $43.50; 500 at $43.51; 300 at $43.52; 150 at $43.53; 400 at $43.54; 200 at $43.55; 500 at $43.56; 100 at $43.58; 300 at $43.59; 100 at $43.62; 100 at $43.65 and 100 at $43.68.
Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 12, 2009.
Shares sold on the open market are reported as an average sell price per share of $43.01; breakdown of shares sold and per share sale prices are as follows: 100 at $42.56; 100 at $42.64; 300 at $42.67; 200 at $42.68; 200 at $42.69; 100 at $42.71; 100 at $42.72; 200 at $42.73; 100 at $42.74; 200 at $42.75; 200 at $42.76; 100 at $42.77; 65 at $42.78; 50 at $42.79; 50 at $42.80; 100 at $42.81; 100 at $42.84; 400 at $42.85; 100 at $42.86; 135 at $42.87; 100 at $42.88; 100 at $42.89; 200 at $42.90; 400 at $42.92; 200 at $42.93; 200 at $42.95; 400 at $42.96; 100 at $42.97; 500 at $42.98; 1,100 at $42.99; 1,680 at $43.00; 1,220 at $43.01; 900 at $43.02; 1,100 at $43.03; 800 at $43.04; 600 at $43.05; 400 at $43.06; 400 at $43.08; 1,100 at $43.09; 400 at $43.10; 500 at $43.11; 500 at $43.12; 300 at $43.13; 100 at $43.14; 400 at $43.15; 300 at $43.17; 700 at $43.18; 450 at $43.20; 400 at $43.21; 200 at $43.22 and 100 at $43.23.
Mr. Budge and his wife are co-trustees of the Budge Family Trust.
Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.