Filing Details
- Accession Number:
- 0001181431-11-046577
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-23 13:34:56
- Reporting Period:
- 2011-08-19
- Filing Date:
- 2011-08-23
- Accepted Time:
- 2011-08-23 13:34:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 954840775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216503 | G Wesley Bush | 2980 Fairview Park Drive Falls Church VA 22042-4511 | Chmn., Ceo And Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-19 | 5,000 | $49.75 | 147,688 | No | 4 | P | Indirect | Trustee: WG&F Bush Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trustee: WG&F Bush Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 317,379 | Direct | |
Common Stock | 4,818 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | SEP Unit | $0.00 | 2,883 | 2,883 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,883 | 2,883 | Direct |
Footnotes
- Represents the weighted average purchase price of $49.75 rounded to the nearest hundredths. The highest price which the shares were purchased was $49.790 and the lowest price which the shares were purchased was $49.690.
- Total amount includes 57,250 unvested RPSRs granted under the LTISP on 2/17/09 with a measurement period ending on 12/31/11; 109,650 RPSRs granted under the LTISP on 2/16/10 with the measurement period ending on 12/31/12; 61,636 RPSRs granted under the LTISP on 2/15/11 with the measurement period ending on 12/31/13; and 61,636 Restricted Stock Rights ("RSRs") granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15. Grants awarded pursuant to Rule 16b-3(d).
- Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of July 29, 2011. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
- SEP units credited under the Northrop Grumman Savings Excess Plan (the "SEP Plan"), a non-qualified deferred compensation plan, as of July 29, 2011. The value of each unit is based on the price of Issuer common stock, although share totals with respect to the SEP Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
- SEP units are payable in cash following termination of the Reporting Person's employment with the Issuer.