Filing Details

Accession Number:
0001415889-24-020831
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-06 16:13:51
Reporting Period:
2024-08-05
Accepted Time:
2024-08-06 16:13:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1833511 K. Rajeev Goel C/O Pubmatic, Inc.
601 Marshall Street
Redwood City CA 94063
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-08-05 2,289 $0.00 25,000 No 4 C Indirect By Goel Family Trust
Class A Common Stock Disposition 2024-08-05 25,000 $18.73 0 No 4 S Indirect By Goel Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Goel Family Trust
No 4 S Indirect By Goel Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2024-08-05 2,289 $0.00 2,289 $1.11
Class A Common Stock Class B Common Stock Acquisiton 2024-08-05 2,289 $1.11 2,289 $0.00
Class A Common Stock Class B Common Stock Disposition 2024-08-05 2,289 $0.00 2,289 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
592,898 2026-07-07 No 4 M Direct
213,273 No 4 M Direct
210,984 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 581,260 581,260 Indirect
Class A Common Stock Class B Common Stock $0.00 400,000 400,000 Indirect
Class A Common Stock Class B Common Stock $0.00 68,616 68,616 Indirect
Class A Common Stock Class B Common Stock $0.00 308,775 308,775 Indirect
Class A Common Stock Class B Common Stock $0.00 308,775 308,775 Indirect
Class A Common Stock Class B Common Stock $0.00 491,284 491,284 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
581,260 581,260 Indirect
400,000 400,000 Indirect
68,616 68,616 Indirect
308,775 308,775 Indirect
308,775 308,775 Indirect
491,284 491,284 Indirect
Footnotes
  1. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
  2. Reflects the transfer of 25,000 shares of Class A Common Stock by the Reporting Person to the Goel Family Trust.
  3. These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
  4. The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2024.
  5. These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.
  6. Represents the weighted average sale price. The lowest price at which shares were sold was $18.12 and the highest price at which shares were sold was $19.025. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.
  7. The options are fully vested.
  8. These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
  9. These securities are held by The Goel Heritage Trust, of which the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  10. These securities are held by The Goel Family Gift Trust, of which family members and certain other individuals are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  11. These securities are held by a trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.