Filing Details
- Accession Number:
- 0001127602-24-021638
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-05 17:06:23
- Reporting Period:
- 2024-08-02
- Accepted Time:
- 2024-08-05 17:06:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229109 | Mariner J Kemper | 1010 Grand Blvd. Kansas City MO 64106 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-02 | 17,849 | $75.25 | 275,645 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-02 | 71 | $93.00 | 275,574 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 100 | $93.03 | 275,474 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 200 | $93.04 | 275,274 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 44 | $93.05 | 275,230 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 21 | $93.06 | 275,209 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 43 | $93.07 | 275,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 21 | $93.08 | 275,145 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 120 | $93.09 | 275,025 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 23 | $93.10 | 275,002 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 141 | $93.11 | 274,861 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 140 | $93.12 | 274,721 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 103 | $93.13 | 274,618 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 509 | $93.14 | 274,109 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 40 | $93.15 | 274,069 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 109 | $93.16 | 273,960 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 43 | $93.17 | 273,917 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 220 | $93.18 | 273,697 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 109 | $93.19 | 273,588 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 44 | $93.20 | 273,544 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-02 | 20 | $93.21 | 273,524 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-08-02 | 17,849 | $0.00 | 17,849 | $75.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,115 | 2019-02-02 | 2027-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Daughter - Custodial Brokerage Account |
| Common Stock | 2,281 | Indirect | By Esop |
| Common Stock | 1,000 | Indirect | By Son - Custodial Brokerage Account |
| Common Stock | 22,460 | Indirect | By Trust - TUW RC Kemper For John Mariner |
| Common Stock | 12,558 | Indirect | By Trust: Mary S Hunt Trust |
| Common Stock | 290,397 | Indirect | Held by Kemper Realty |
| Common Stock | 395,989 | Indirect | Held by Pioneer Service Corporation |
| Common Stock | 1,649,504 | Indirect | By Trust - RC Kemper Irrevocable Trust |
Footnotes
- Options will vest 50% on 2/2/2019, 75% on 2/2/2020, and 100% on 2/2/2021.
Billionaire Hedge Funds
