Filing Details

Accession Number:
0000950170-24-090199
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-02 18:42:48
Reporting Period:
2024-07-30
Accepted Time:
2024-08-02 18:42:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596967 Moelis & Co MC Investment Advice (6282) 464500216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604686 Kenneth Moelis 399 Park Ave
New York NY 10022
Chairman, Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-07-30 5,308 $68.87 86 No 4 S Direct
Class A Common Stock Disposition 2024-07-30 93,506 $68.87 6,494 No 4 S Indirect By Trust
Class A Common Stock Disposition 2024-07-31 6,494 $69.16 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Mr. Moelis' ownership of any Class A common stock is in addition to (i) 703,262 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2019 through 2023, (ii) 92,089 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
  2. Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.