Filing Details
- Accession Number:
- 0001062993-24-014364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-02 16:05:32
- Reporting Period:
- 2024-08-01
- Accepted Time:
- 2024-08-02 16:05:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1205922 | Vaccinex Inc. | VCNX | Pharmaceutical Preparations (2834) | 161603202 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268239 | Albert Friedberg | 220 Bay Street Suite 600 Toronto A6 M5J 2W4 | Yes | No | Yes | No | |
| 1678258 | Fcmi Parent Co. | 220 Bay Street Suite 600 Toronto A6 M5J 2W4 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-01 | 11,703 | $4.72 | 774,118 | No | 4 | P | Indirect | By FCMI Parent Co. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By FCMI Parent Co. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,094 | Direct | |
| Common Stock | 180 | Indirect | By Pan Atlantic Holdings Ltd. |
| Common Stock | 16,724 | Indirect | By Friedberg Global-Macro Hedge Fund Ltd. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (Right to Buy) | $7.64 | 2024-03-28 | 2029-03-28 | 102,960 | 102,960 | Indirect |
| Common Stock | Warrant (Right to Buy) | $14.00 | 2024-02-08 | 2029-02-08 | 118,226 | 118,226 | Indirect |
| Common Stock | Warrant (Right to Buy) | $14.00 | 2023-10-03 | 2028-10-03 | 214,285 | 214,285 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-03-28 | 102,960 | 102,960 | Indirect |
| 2029-02-08 | 118,226 | 118,226 | Indirect |
| 2028-10-03 | 214,285 | 214,285 | Indirect |
Footnotes
- Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
