Filing Details
- Accession Number:
- 0000950170-24-088753
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-31 17:48:32
- Reporting Period:
- 2024-07-29
- Accepted Time:
- 2024-07-31 17:48:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1759824 | Alta Equipment Group Inc. | ALTG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244666 | E Thomas Lynch | 328 Pemberwick Road Greenwich CT 06831 | No | No | No | No | |
1767178 | Mill Road Capital Iii Gp Llc | 328 Pemberwick Road Greenwich CT 06831 | No | No | No | No | |
1767199 | Mill Road Capital Iii, L.p. | 328 Pemberwick Road Greenwich CT 06831 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Acquisiton | 2024-07-31 | 75,486 | $10.35 | 3,969,494 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Put options (obligation to buy) | Disposition | 2024-07-29 | 50 | $110.08 | 5,000 | $10.00 |
Common Stock | Put options (obligation to buy) | Disposition | 2024-07-30 | 100 | $215.00 | 10,000 | $12.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
800 | 2024-07-29 | 2025-01-17 | No | 4 | S | Direct |
1,175 | 2024-07-30 | 2024-09-20 | No | 4 | S | Direct |
Footnotes
- The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.