Filing Details

Accession Number:
0000950170-24-088753
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-31 17:48:32
Reporting Period:
2024-07-29
Accepted Time:
2024-07-31 17:48:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1759824 Alta Equipment Group Inc. ALTG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244666 E Thomas Lynch 328 Pemberwick Road
Greenwich CT 06831
No No No No
1767178 Mill Road Capital Iii Gp Llc 328 Pemberwick Road
Greenwich CT 06831
No No No No
1767199 Mill Road Capital Iii, L.p. 328 Pemberwick Road
Greenwich CT 06831
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Acquisiton 2024-07-31 75,486 $10.35 3,969,494 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Put options (obligation to buy) Disposition 2024-07-29 50 $110.08 5,000 $10.00
Common Stock Put options (obligation to buy) Disposition 2024-07-30 100 $215.00 10,000 $12.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
800 2024-07-29 2025-01-17 No 4 S Direct
1,175 2024-07-30 2024-09-20 No 4 S Direct
Footnotes
  1. The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.