Filing Details

Accession Number:
0000950170-24-088078
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-30 17:51:29
Reporting Period:
2024-07-29
Accepted Time:
2024-07-30 17:51:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1813487 Thoma Bravo Ugp, Llc C/O Thoma Bravo, L.p.
110 N. Wacker Drive, 32Nd Floor
Chicago IL 60606
No No No No
1993263 Argus Seller, Lp C/O Thoma Bravo, L.p.
110 N. Wacker Drive, 32Nd Floor
Chicago IL 60606
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2024-07-29 42,804,207 $64.58 42,804,207 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. On July 29, 2024, the Reporting Persons sold an aggregate of 42,804,207 shares of the Issuer's Common Stock, par value $0.01 per share, in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3 (File No. 333-279011).
  2. Consists of 42,804,207 shares held directly by Argus Seller, LP ("Argus Seller").
  3. Thoma Bravo UGP, LLC ("Thoma Bravo UGP") is the ultimate general partner of certain investment funds affiliated with Thoma Bravo UGP (the "Thoma Bravo Funds"), and the Thoma Bravo Funds and certain unaffiliated investors are limited partners of Argus Seller. By virtue of the relationships described in this footnote, Thoma Bravo UGP may be deemed to beneficially own shares of Common Stock directly owned by Argus Seller. The Thoma Bravo Funds and Thoma Bravo UGP disclaim beneficial ownership of the shares of Common Stock directly owned by Argus Seller except to the extent of their pecuniary interest therein.