Filing Details
- Accession Number:
- 0001415889-24-020354
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-30 17:05:08
- Reporting Period:
- 2024-07-26
- Accepted Time:
- 2024-07-30 17:05:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1475841 | National Bank Holdings Corp | NBHC | National Commercial Banks (6021) | 270563799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1692573 | G. Patrick Sobers | 7800 East Orchard Road, Suite 300 Greenwood Village CO 80111 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-07-26 | 2,096 | $34.04 | 25,746 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-07-26 | 4,369 | $32.65 | 30,115 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-07-26 | 3,934 | $34.08 | 34,049 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-07-26 | 5,477 | $23.10 | 39,526 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-07-26 | 15,876 | $43.10 | 23,650 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-07-26 | 2,862 | $43.12 | 20,788 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-07-26 | 2,096 | $0.00 | 2,096 | $34.04 |
| Common Stock | Stock option (Right to Buy) | Disposition | 2024-07-26 | 4,369 | $0.00 | 4,369 | $32.65 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-07-26 | 3,934 | $0.00 | 3,934 | $34.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-07-26 | 5,477 | $0.00 | 5,477 | $23.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-03-01 | No | 4 | M | Direct | |
| 0 | 2028-03-01 | No | 4 | M | Direct | |
| 0 | 2029-04-01 | No | 4 | M | Direct | |
| 0 | 2030-04-01 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.09 to $43.17, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.10 to $43.17, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- Time-vested stock option award. Stock options vested in equal installments on April 28, 2018, April 28, 2019 and April 28, 2020.
- Time-vested stock option award. Stock options vested in equal installments on April 28, 2019, April 28, 2020 and April 28, 2021.
- Time-vested stock option award. Stock options vested in equal installments on April 28, 2020, April 28, 2021 and April 28, 2022.
- Time-vested stock option award. Stock options vested in equal installments on April 28, 2021, April 28, 2022 and April 28, 2023.
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