Filing Details
- Accession Number:
- 0001415889-24-020319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-29 20:46:45
- Reporting Period:
- 2024-07-25
- Accepted Time:
- 2024-07-29 20:46:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1889956 | Onestream Inc. | OS | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2031260 | Peter Fugere | C/O Onestream, Inc. 191 N. Chester Street Birmingham MI 48009 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2024-07-25 | 175,831 | $18.85 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2024-07-25 | 37,699 | $18.85 | 0 | No | 4 | S | Indirect | The Fugere Grantor Retained Annuity Trust 1 |
| Class A Common Stock | Disposition | 2024-07-25 | 39,584 | $18.85 | 0 | No | 4 | S | Indirect | The Fugere Grantor Retained Annuity Trust 2 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | The Fugere Grantor Retained Annuity Trust 1 |
| No | 4 | S | Indirect | The Fugere Grantor Retained Annuity Trust 2 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Common Units | Disposition | 2024-07-25 | 65,217 | $18.85 | 65,217 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 273,696 | No | 4 | S | Indirect |
Footnotes
- Mr. Fugere and Debra Silberstein serve together as the co-trustees for The Fugere Grantor Retained Annuity Trust 1 and The Fugere Grantor Retained Annuity Trust 2, each has shared voting and investment power over these shares.
- As described in the Issuer's prospectus dated July 23, 2024, filed with the Securities and Exchange Commission on July 24, 2024, the Issuer used a portion of the net proceeds from its initial public offering of Class A Common Stock to purchase Common Units of OneStream Software LLC held by certain of OneStream Software LLC's pre-IPO equityholders, including the Reporting Person, at a price of $18.85 per Common Unit. For every Common Unit sold, the Reporting Person also forfeited one share of the Issuer's Class C Common Stock, which was canceled for no consideration.
- The Common Units may be redeemed by the Reporting Person for shares of Class D Common Stock on a 1:1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date. The Class D Common Stock is in turn convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering. The Common Units have no expiration date.
- Mr. Fugere has sole voting and investment power over the shares held by Fugere Holding LLC.
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