Filing Details
- Accession Number:
- 0001477720-24-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-29 18:09:07
- Reporting Period:
- 2024-07-25
- Accepted Time:
- 2024-07-29 18:09:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477720 | Asana Inc. | ASAN | Services-Prepackaged Software (7372) | 263912448 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546605 | M Tim Wan | C/O Asana, Inc. 633 Folsom Street, Suite 100 San Francisco CA 94107 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-07-25 | 5,000 | $1.60 | 1,068,909 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-07-25 | 5,000 | $15.00 | 1,063,909 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-07-26 | 5,000 | $1.60 | 1,068,909 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-07-26 | 5,000 | $15.30 | 1,063,909 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2024-07-25 | 5,000 | $0.00 | 5,000 | $1.60 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2024-07-26 | 5,000 | $0.00 | 5,000 | $1.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 705,899 | 2027-05-02 | No | 4 | M | Direct | |
| 700,899 | 2027-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 125,430 | Indirect | See footnote |
| Class A Common Stock | 50,000 | Indirect | See footnote |
Footnotes
- Reflects an exempt transfer of 13,625 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
- The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
- The shares are held of record by the Reporting Person's spouse.
- 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.
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