Filing Details
- Accession Number:
- 0001845022-24-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-29 17:15:48
- Reporting Period:
- 2024-07-25
- Accepted Time:
- 2024-07-29 17:15:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1845022 | Couchbase Inc. | BASE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228718 | Jeff Epstein | C/O Couchbase, Inc. 3250 Olcott Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-07-25 | 12,723 | $5.15 | 40,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-07-25 | 12,723 | $20.01 | 28,027 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-07-26 | 7,277 | $5.15 | 35,304 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-07-26 | 7,277 | $20.10 | 28,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2024-07-25 | 12,723 | $0.00 | 12,723 | $5.15 |
| Common Stock | Stock Option (right to buy) | Disposition | 2024-07-26 | 7,277 | $0.00 | 7,277 | $5.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 108,900 | 2025-06-07 | No | 4 | M | Direct | |
| 101,623 | 2025-06-07 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 3/11/2024.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.0900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.4000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option is fully vested and immediately exercisable.
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