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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1521945	Prospect Floating Rate & Alternative Income Fund Inc.	NONE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1294357	F John Barry	700 S Rosemary Ave Suite 204 West Palm Beach FL 33401		No	No	Yes	No
2009659	Foundation Barry Daria & John	700 S. Rosemary Avenue Suite 204 West Palm Beach FL 33401		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-07-26	2,096,436	$4.77	2,096,436	No	4	P	Indirect	See Footnote
Common Stock	Disposition	2024-07-26	2,096,436	$0.00	0	No	4	G	Indirect	See Footnote
Common Stock	Acquisiton	2024-07-26	2,096,436	$0.00	6,382,195	No	5	G	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	G	Indirect	See Footnote
No	5	G	Indirect	See Footnote

Footnotes

On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024.
Reflects securities held directly by PCM.
This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation.
Includes shares acquired pursuant to the Issuer's dividend reinvestment plan.
Reflects securities held directly by the Foundation.