Filing Details
- Accession Number:
- 0001185185-11-001422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-22 17:12:19
- Reporting Period:
- 2011-08-18
- Filing Date:
- 2011-08-22
- Accepted Time:
- 2011-08-22 17:12:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1473334 | Nova Lifestyle Inc. | STVS | Household Furniture (2510) | 270991837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1524903 | Ching Yuen Ho | 6541 E. Washington Blvd C/O Nova Lifestyle, Inc. Commerce CA 90040 | Chief Financial Officer | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 | Acquisiton | 2011-08-18 | 10,000 | $1.50 | 4,852,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 | Warrant (Right to Buy) | Acquisiton | 2011-08-18 | 1,500 | $1.50 | 1,500 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,500 | 2011-08-18 | 2014-08-18 | No | 4 | P | Direct |
Footnotes
- The Reporting Person acquired 10,000 units, each such unit consisting of 1 share of the Issuer's common stock and a warrant to purchase 15% of 1 share of the Issuer's common stock, at a purchase price of $1.50 per unit in a private placement offering conducted by the Issuer that closed on August 18, 2011. The warrants are immediately exercisable, expire on the third anniversary of their issuance and entitle the Reporting Person to purchase 1,500 shares of the Issuer's common stock at $2.00 per share.