Filing Details

Accession Number:
0001185185-11-001422
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-22 17:12:19
Reporting Period:
2011-08-18
Filing Date:
2011-08-22
Accepted Time:
2011-08-22 17:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1473334 Nova Lifestyle Inc. STVS Household Furniture (2510) 270991837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1524903 Ching Yuen Ho 6541 E. Washington Blvd
C/O Nova Lifestyle, Inc.
Commerce CA 90040
Chief Financial Officer No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2011-08-18 10,000 $1.50 4,852,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.001 Warrant (Right to Buy) Acquisiton 2011-08-18 1,500 $1.50 1,500 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,500 2011-08-18 2014-08-18 No 4 P Direct
Footnotes
  1. The Reporting Person acquired 10,000 units, each such unit consisting of 1 share of the Issuer's common stock and a warrant to purchase 15% of 1 share of the Issuer's common stock, at a purchase price of $1.50 per unit in a private placement offering conducted by the Issuer that closed on August 18, 2011. The warrants are immediately exercisable, expire on the third anniversary of their issuance and entitle the Reporting Person to purchase 1,500 shares of the Issuer's common stock at $2.00 per share.