Filing Details
- Accession Number:
- 0001209191-11-045214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-22 16:40:45
- Reporting Period:
- 2011-08-18
- Filing Date:
- 2011-08-22
- Accepted Time:
- 2011-08-22 16:40:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 861955 | Cib Marine Bancshares Inc | NONE | State Commercial Banks (6022) | 371203599 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420796 | J Charles Ponicki | 1930 West Bluemound Road Suite D Waukesha WI 53186 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-18 | 5,000 | $0.13 | 5,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-22 | 5,000 | $0.13 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $3.70 | 2017-11-30 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-11-30 | 25,000 | 25,000 | Direct |
Footnotes
- Shares are held jointly with Mr. Ponicki's wife.
- The employee stock option vests in five equal annual installments which began on November 30, 2007.
Billionaire Hedge Funds
