Filing Details
- Accession Number:
- 0001127602-24-020982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-25 10:52:30
- Reporting Period:
- 2024-07-23
- Accepted Time:
- 2024-07-25 10:52:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174850 | Nicolet Bankshares Inc | NIC | National Commercial Banks (6021) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253903 | Bruce Robert Atwell | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-07-23 | 10,000 | $48.85 | 47,515 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-07-23 | 2,000 | $100.59 | 45,515 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-07-23 | 6,963 | $101.70 | 38,552 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-07-23 | 1,037 | $102.64 | 37,515 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2024-07-23 | 10,000 | $0.00 | 10,000 | $48.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
155,000 | 2027-05-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 53 | Indirect | by Nicolet National Bank Deferred Compensation Plan For Non-employee Directors |
Common Stock | 150 | Indirect | Son's UTMA Account |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.32 to $101.00, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.50 to $102.41, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.50 to $102.82, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares at each separate price within the range set forth in footnote (3) to this Form 4.
- The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 155,000 shares as of the date of this report.