Filing Details
- Accession Number:
- 0001209191-11-045202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-22 16:15:48
- Reporting Period:
- 2011-08-18
- Filing Date:
- 2011-08-22
- Accepted Time:
- 2011-08-22 16:15:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1504619 | Pennantpark Floating Rate Capital Ltd. | PFLT | () | 273794690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396832 | K Adam Bernstein | Pennantpark Floating Rate Capital Ltd. 590 Madison Avenue, 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-18 | 1,500 | $11.23 | 5,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |