Filing Details
- Accession Number:
- 0000769993-11-000586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-22 16:09:26
- Reporting Period:
- 2011-08-18
- Filing Date:
- 2011-08-22
- Accepted Time:
- 2011-08-22 16:09:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487990 | Aeroflex Holding Corp. | ARX | Semiconductors & Related Devices (3674) | 010899019 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
769993 | Goldman Sachs & Co | 200 West Street New York NY 10282 | No | No | Yes | No | |
886982 | Goldman Sachs Group Inc | 200 West Street New York NY 10282 | No | No | Yes | No | |
1415176 | Gs Direct, L.l.c. | 200 West Street New York NY 10282 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-18 | 5,000 | $8.25 | 12,769,010 | No | 4 | P | Indirect | See footnotes |
Common Stock | Disposition | 2011-08-18 | 5,000 | $8.35 | 12,764,010 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs") and GS Direct, L.L.C. ("GS Direct", and together with GS Group and Goldman Sachs, the "Reporting Persons"). Each of Goldman Sachs and GS Direct is a wholly-owned subsidiary of GS Group.
- GS Group and Goldman Sachs may be deemed to beneficially own indirectly 12,764,010 shares of common stock, par value $0.01 per share (the "Common Stock"), of Aeroflex Holding Corp. ("Aeroflex Holding") by reason of the indirect beneficial ownership of such shares by GS Direct. GS Direct may be deemed to beneficially own indirectly 12,764,010 shares of Common Stock by reason of the direct beneficial ownership of such shares by VGG Holding LLC ("VGG"). The membership interests of VGG are held by a private investor group, which includes GS Direct. GS Direct owns 21.7% of the class A membership interests of VGG. Goldman Sachs serves as the manager of GS Direct. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- The Common Stock of Aeroflex Holding reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs and may be deemed to have been beneficially owned indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to Aeroflex Holding.