Filing Details

Accession Number:
0001415889-24-019907
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-22 20:25:40
Reporting Period:
2024-07-22
Accepted Time:
2024-07-22 20:25:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1817241 Artiva Biotherapeutics Inc. ARTV Biological Products, (No Disgnostic Substances) (2836) 863614316
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1931382 Gc Corp. 107 Ihyeon-Ro,30Beon-Gil
Gilheung-Gu, Yongin-Si
Gyeonggi-Do M5 16924
No No No No
1931891 Gc Cell Corp 107 Ihyeon-Ro, 30Beon-Gi
Giheung-Gu, Yongin-Si
Gyeonggi-Do M5 16924
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-07-22 667,185 $0.00 1,016,022 No 4 C Direct
Common Stock Acquisiton 2024-07-22 330,095 $0.00 1,346,117 No 4 C Direct
Common Stock Acquisiton 2024-07-22 294,117 $10.20 1,640,234 No 4 J Direct
Common Stock Acquisiton 2024-07-22 1,666,666 $12.00 3,306,900 No 4 P Direct
Common Stock Acquisiton 2024-07-22 292,791 $0.00 525,349 No 4 C Indirect By GC Cell Corporation
Common Stock Acquisiton 2024-07-22 62,181 $0.00 587,530 No 4 C Indirect By GC Cell Corporation
Common Stock Acquisiton 2024-07-22 256,316 $10.20 843,846 No 4 J Indirect By GC Cell Corporation
Common Stock Acquisiton 2024-07-22 416,666 $12.00 1,260,512 No 4 P Indirect By GC Cell Corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 J Direct
No 4 P Direct
No 4 C Indirect By GC Cell Corporation
No 4 C Indirect By GC Cell Corporation
No 4 J Indirect By GC Cell Corporation
No 4 P Indirect By GC Cell Corporation
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2024-07-22 667,185 $0.00 667,185 $0.00
Common Stock Series B Preferred Stock Disposition 2024-07-22 330,095 $0.00 330,095 $0.00
Common Stock Series A Preferred Stock Disposition 2024-07-22 292,791 $0.00 292,791 $0.00
Common Stock Series B Preferred Stock Disposition 2024-07-22 62,181 $0.00 62,181 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") converted into shares of Common Stock of the Issuer on a one-for-one basis without payment of further consideration. Upon the closing of the Issuer's initial public offering (the "IPO"), the Preferred Stock wasconverted into the number of shares of Common Stock of the Issuer shown in column 7 of Table II. The Preferred Stock had no expiration date.
  2. GC Corp., a public Korean holdings company, is ultimately controlled by its board of directors, consisting of Mr. Yong-Jun Huh, Huh II-Sup, Park Yong-Tae and Kim Seok-Hwa. Each of these individual directors of GC Corp. may be deemed to share voting and investment power over the shares held by GC Corp. and each disclaims beneficial ownership of all shares held by CG Corp., except to the extent of any pecuniary interest therein.
  3. Represents the conversion of outstanding simple agreement for future equity in the amount of $3,000,000.00 into shares of the Issuer's common stock upon closing of the Issuer's IPO at a 15% discount to the IPO price.
  4. The shares were purchased in the Issuer's initial public offering.
  5. The shares are held directly by GC Cell Corporation. GC Corp., a public Korean holdings company, is the parent company of GC Cell Corporation and is ultimately controlled by its board of directors, consisting of Mr. Yong-Jun Huh, Huh II-Sup, Park Yong-Tae and Kim Seok-Hwa. Each of these individual directors of GC Corp. may be deemed to share voting and investment power over the shares held by GC Corp. and GC Cell Corporation and each disclaims beneficial ownership of all shares held by such entities, except to the extent of any pecuniary interest therein.
  6. Represents the conversion of outstanding simple agreement for future equity in the amount of $2,614,424.28 into shares of the Issuer's common stock upon closing of the Issuer's IPO at a 15% discount to the IPO price.