Filing Details

Accession Number:
0001140361-11-043142
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-22 16:03:57
Reporting Period:
2011-08-17
Filing Date:
2011-08-22
Accepted Time:
2011-08-22 16:03:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 Rockville Financial Inc. RCKBD Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398635 M Richard Tkacz Rockville Financial New, Inc.
1645 Ellington Road
South Windsor CT 06074
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-17 716 $9.24 716 No 4 P Indirect IRA
Common Stock Acquisiton 2011-08-17 374 $9.27 374 No 4 P Indirect IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect IRA
No 4 P Indirect IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,061 Direct
Common Stock 1,213 Indirect Held by wife
Common Stock 2,000 Indirect IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $7.90 2008-02-20 2018-02-20 5,308 5,308 Direct
Common Stock Stock Options $6.09 2009-03-16 2019-03-16 5,308 5,308 Direct
Common Stock Stock Options $7.42 2010-11-15 2020-03-15 5,308 5,308 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-20 5,308 5,308 Direct
2019-03-16 5,308 5,308 Direct
2020-03-15 5,308 5,308 Direct
Footnotes
  1. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  2. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  3. Restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become vested in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.