Filing Details

Accession Number:
0001127602-24-020769
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-22 14:11:25
Reporting Period:
2024-07-19
Accepted Time:
2024-07-22 14:11:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174850 Nicolet Bankshares Inc NIC National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253903 Bruce Robert Atwell C/O Nicolet National Bank
111 North Washington Street
Green Bay WI 54301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-07-19 10,000 $48.85 53,515 No 4 M Direct
Common Stock Disposition 2024-07-19 10,000 $97.97 43,515 No 4 S Direct
Common Stock Disposition 2024-07-19 3,330 $97.50 40,185 No 4 S Direct
Common Stock Disposition 2024-07-19 1,670 $98.20 38,515 No 4 S Direct
Common Stock Disposition 2024-07-22 1,000 $0.00 37,515 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2024-07-19 10,000 $0.00 10,000 $48.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
165,000 2027-05-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 53 Indirect by Nicolet National Bank Deferred Compensation Plan For Non-employee Directors
Common Stock 150 Indirect Son's UTMA Account
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.47 to $98.16, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.975, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.56, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 165,000 shares as of the date of this report.