Filing Details

Accession Number:
0001477720-24-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-19 16:47:19
Reporting Period:
2024-07-17
Accepted Time:
2024-07-19 16:47:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477720 Asana Inc. ASAN Services-Prepackaged Software (7372) 263912448
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546605 M Tim Wan C/O Asana, Inc.
633 Folsom Street, Suite 100
San Francisco CA 94107
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-07-17 10,000 $1.60 1,060,284 No 4 M Direct
Class A Common Stock Disposition 2024-07-17 10,000 $15.00 1,050,284 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2024-07-17 10,000 $0.00 10,000 $1.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
710,899 2027-05-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 139,055 Indirect See footnote
Class A Common Stock 50,000 Indirect See footnote
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023, as modified on December 26, 2023.
  2. The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019.
  3. The shares are held of record by the Reporting Person's spouse.
  4. 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.