Filing Details

Accession Number:
0001437749-24-023083
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-19 16:22:27
Reporting Period:
2024-07-17
Accepted Time:
2024-07-19 16:22:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896156 Ethan Allen Interiors Inc ETD Wood Household Furniture, (No Upholstered) (2511) 061275288
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217614 Farooq M Kathwari 25 Lake Avenue Ext.
Danbury CT 06811
Chairman, President & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-07-17 10,000 $31.05 1,715,193 No 4 S Direct
Common Stock Disposition 2024-07-17 175 $31.05 24,650 No 4 S Indirect 2020 Trust FBO Kolhai Gibran Kathwari
Common Stock Disposition 2024-07-17 175 $31.05 24,650 No 4 S Indirect 2020 Trust FBO Zavier Irfan Kathwari
Common Stock Disposition 2024-07-17 175 $31.05 24,650 No 4 S Indirect 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
Common Stock Disposition 2024-07-17 175 $31.05 24,650 No 4 S Indirect 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect 2020 Trust FBO Kolhai Gibran Kathwari
No 4 S Indirect 2020 Trust FBO Zavier Irfan Kathwari
No 4 S Indirect 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
No 4 S Indirect 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,364 Indirect Shares held by spouse
Common Stock 8,565 Indirect Shares held in 401(k) plan
Footnotes
  1. This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on July 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.