Filing Details
- Accession Number:
- 0001045810-24-000232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-18 17:20:02
- Reporting Period:
- 2023-07-31
- Accepted Time:
- 2024-07-18 17:20:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832483 | Serve Robotics Inc. | SERV | Semiconductors & Related Devices (3674) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1045810 | Nvidia Corp | 2788 San Tomas Expressway Santa Clara CA 95051 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-07-31 | 62,500 | $4.00 | 2,676,904 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-04-22 | 1,050,129 | $2.42 | 3,727,033 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct |
Footnotes
- Shares of common stock of the Issuer purchased in a private placement.
- Pursuant to the terms of a 6.00% Convertible Promissory Note (the "Convertible Promissory Note") held by the Reporting Person, the Convertible Promissory Note had a floating conversion price. In connection with the Issuer's public offering in April 2024 and pursuant to the terms of the Convertible Promissory Note, the outstanding principal amount of the Convertible Promissory Note and any unpaid accrued interest automatically converted in whole without any further action by the Reporting Person into shares of common stock of the Issuer at a conversion price per share equal to $2.42 resulting in the issuance of 1,050,129 shares of common stock of the Issuer to the Reporting Person.