Filing Details

Accession Number:
0001045810-24-000232
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-18 17:20:02
Reporting Period:
2023-07-31
Accepted Time:
2024-07-18 17:20:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1832483 Serve Robotics Inc. SERV Semiconductors & Related Devices (3674) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1045810 Nvidia Corp 2788 San Tomas Expressway
Santa Clara CA 95051
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-07-31 62,500 $4.00 2,676,904 No 4 P Direct
Common Stock Acquisiton 2024-04-22 1,050,129 $2.42 3,727,033 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Direct
Footnotes
  1. Shares of common stock of the Issuer purchased in a private placement.
  2. Pursuant to the terms of a 6.00% Convertible Promissory Note (the "Convertible Promissory Note") held by the Reporting Person, the Convertible Promissory Note had a floating conversion price. In connection with the Issuer's public offering in April 2024 and pursuant to the terms of the Convertible Promissory Note, the outstanding principal amount of the Convertible Promissory Note and any unpaid accrued interest automatically converted in whole without any further action by the Reporting Person into shares of common stock of the Issuer at a conversion price per share equal to $2.42 resulting in the issuance of 1,050,129 shares of common stock of the Issuer to the Reporting Person.