Filing Details
- Accession Number:
- 0001562180-24-005781
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-07-17 17:39:43
- Reporting Period:
- 2024-07-15
- Accepted Time:
- 2024-07-17 17:39:43
- Original Submission Date:
- 2024-07-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441361 | S James Cox | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-07-15 | 16,315 | $4.40 | 253,818 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-07-15 | 10,140 | $18.92 | 243,678 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-07-15 | 6,175 | $18.92 | 237,503 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-07-15 | 265 | $4.40 | 237,768 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-07-15 | 165 | $18.92 | 237,603 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-07-15 | 100 | $18.92 | 237,503 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2024-07-15 | 5,000 | $18.93 | 232,503 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-07-15 | 16,315 | $0.00 | 16,315 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-07-15 | 265 | $0.00 | 265 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 213,771 | 2029-05-20 | No | 4 | M | Direct | |
| 213,506 | 2029-05-20 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2024.
- This amendment is being filed to check the box to indicate that the transactions reflected in this Form 4 were made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
- This transaction was executed in multiple trades at prices ranging from $18.77 USD to $19.03 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $18.79 USD to $19.00 USD; the price reported above reflects the weighted average sale price.
- Vests 120,000 share(s) on 20-May-2020, 198,000 share(s) on 02-Nov-2020, 70,500 share(s) on 20-May-2021, 70,500 share(s) on 20-May-2022, 70,500 share(s) on 20-May-2023, 70,500 share(s) on 20-May-2024
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