Filing Details

Accession Number:
0001104659-24-080498
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-17 13:39:26
Reporting Period:
2024-07-16
Accepted Time:
2024-07-17 13:39:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552649 H Cheryl Johnson 5205 N. O'Connor Boulevard, Suite 100
Irving TX 75039
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-07-16 1,508 $350.00 18,515 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 246 Indirect Held by 401(k) Plan
Footnotes
  1. This transaction was entered as multiple trades, all executed at the price reported above. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected.
  2. The information in this report is based on a 401(k) plan statement dated as of June 30, 2024.