Filing Details
- Accession Number:
- 0001104659-24-080498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-17 13:39:26
- Reporting Period:
- 2024-07-16
- Accepted Time:
- 2024-07-17 13:39:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552649 | H Cheryl Johnson | 5205 N. O'Connor Boulevard, Suite 100 Irving TX 75039 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-07-16 | 1,508 | $350.00 | 18,515 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 246 | Indirect | Held by 401(k) Plan |
Footnotes
- This transaction was entered as multiple trades, all executed at the price reported above. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected.
- The information in this report is based on a 401(k) plan statement dated as of June 30, 2024.