Filing Details
- Accession Number:
- 0001562180-24-005759
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-07-16 16:37:27
- Reporting Period:
- 2024-05-30
- Accepted Time:
- 2024-07-16 16:37:27
- Original Submission Date:
- 2024-06-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1667011 | Arteris Inc. | AIP | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1888686 | J Antonio Viana | C/O Arteris, Inc. 900 E. Hamilton Ave., Suite 300 Campbell CA 95008 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-05-30 | 2,781 | $0.00 | 48,315 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2024-05-30 | 2,781 | $0.00 | 201,531 | No | 4 | G | Indirect | Viana Family Trust |
| Common Stock | Disposition | 2024-06-06 | 29,027 | $0.00 | 19,288 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2024-06-06 | 29,027 | $0.00 | 230,558 | No | 4 | G | Indirect | Viana Family Trust |
| Common Stock | Disposition | 2024-06-07 | 26,191 | $7.85 | 204,367 | No | 4 | S | Indirect | Viana Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | Viana Family Trust |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | Viana Family Trust |
| No | 4 | S | Indirect | Viana Family Trust |
Footnotes
- The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.
- Includes 19,287 restricted stock units.
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022.
- The original form 4 inadvertently overstated the number of shares sold. This amendment is being filed to correctly report the number of shares sold and the total number of shares beneficially owned following the reported transaction.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.69 to $8.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
