Filing Details
- Accession Number:
- 0001144204-11-048889
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-22 10:20:55
- Reporting Period:
- 2011-08-18
- Filing Date:
- 2011-08-22
- Accepted Time:
- 2011-08-22 10:20:55
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No | |
1345523 | Riley Investment Management Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-18 | 14,578 | $7.15 | 102,269 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-19 | 42,208 | $7.14 | 109,708 | No | 4 | P | Indirect | Footnote 6 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Footnote 6 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 288,412 | Indirect | Footnote 1 |
Common Stock | 550,198 | Indirect | Footnote 2 |
Common Stock | 42,070 | Indirect | Footnote 3 |
Common Stock | 48,000 | Indirect | Footnote 4 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $5.80 | 2008-12-04 | 2017-12-04 | 10,000 | 10,000 | Direct |
Common Stock | Stock Options | $8.90 | 2011-05-11 | 2020-05-11 | 15,300 | 15,300 | Direct |
Common Stock | Stock Options | $8.88 | 2012-05-17 | 2021-05-17 | 15,300 | 15,300 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-04 | 10,000 | 10,000 | Direct |
2020-05-11 | 15,300 | 15,300 | Direct |
2021-05-17 | 15,300 | 15,300 | Direct |
Footnotes
- Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners, L.P.
- Sole equity owner of Riley Investment Management LLC, investment advisor to managed accounts of advisory clients.
- Trustee of the B. Riley and Co. Retirement Trust.
- Held in custodial accounts for Mr. Riley's children where Mr. Riley is the custodian.
- Held jointly by Bryant and Carleen Riley.
- Sole indirect equity owner of B. Riley and Co., LLC.
- Option vests in three equal installments over three years, beginning on the first anniversary of the grant date.
- The options will fully vest on the first anniversary of the grant date.