Filing Details
- Accession Number:
- 0001683168-24-004798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-12 16:30:04
- Reporting Period:
- 2024-07-10
- Accepted Time:
- 2024-07-12 16:30:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704562 | Avid Bioservices Inc. | CDMO | Pharmaceutical Preparations (2834) | 953698422 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1976193 | A. Richard Richieri | 14191 Myford Road Tustin CA 92780 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2024-07-10 | 4,047 | $0.00 | 34,746 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2024-07-11 | 1,456 | $7.54 | 33,290 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2024-07-10 | 135 | $0.00 | 7,016 | No | 4 | M | Indirect | By Spouse |
| Common Stock, $0.001 Par Value | Disposition | 2024-07-11 | 59 | $7.54 | 6,957 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2024-07-10 | 4,047 | $0.00 | 4,047 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-07-10 | 135 | $0.00 | 135 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,225 | No | 4 | M | Direct | ||
| 5,743 | No | 4 | M | Indirect |
Footnotes
- Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
- Represents the shares sold by the reporting person and/or reporting person's spouse pursuant to a contractual election to satisfy tax withholding obligations in connection with the vesting and release of the RSUs described in footnote 3. This sale does not represent a discretionary trade by the reporting person and/or the reporting person's spouse.
- RSUs granted to the reporting person and/or the reporting person's spouse on July 10, 2020, vested in four (4) equal annual installments beginning July 10, 2021, and each year thereafter until July 10, 2024.
Billionaire Hedge Funds
