Filing Details
- Accession Number:
- 0001181431-11-046378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-19 20:34:00
- Reporting Period:
- 2011-08-18
- Filing Date:
- 2011-08-19
- Accepted Time:
- 2011-08-19 20:34:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260270 | Walter William Goodmen | 1911 Walker Ave Monrovia CA 91016 | Global Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-18 | 12,666 | $4.69 | 21,166 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-18 | 12,666 | $6.70 | 8,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-08-19 | 4,000 | $4.69 | 12,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-19 | 4,000 | $6.75 | 8,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2011-08-18 | 12,666 | $0.00 | 16,666 | $4.69 |
Common Stock | Common Stock Options | Disposition | 2011-08-19 | 4,000 | $0.00 | 4,000 | $4.69 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,334 | 2020-08-15 | No | 4 | M | Direct | |
33,334 | 2020-08-15 | No | 4 | M | Direct |
Footnotes
- Includes (i) 1,000 restricted shares of common stock, subject to forfeiture and vesting in a single installment on March 2, 2012, and (ii) 7,500 Performance Accelerated Restricted Shares of Common Stock, subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- The 50,000 options originally granted first become exercisable as follows: 16,666 shares on 8/16/11, 16,667 shares on 8/16/12 and 16,667 shares on 8/16/13.