Filing Details
- Accession Number:
- 0001104659-24-077865
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-03 20:00:13
- Reporting Period:
- 2024-07-01
- Accepted Time:
- 2024-07-03 20:00:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1771910 | Adc Therapeutics Sa | ADCT | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425738 | Redmile Group, Llc | One Letterman Drive, Building D Suite D3-300 San Francisco CA 94129 | No | No | Yes | No | |
1650527 | Jeremy Green | C/O Redmile Group, Llc (Ny Office) 45 W. 27Th Street, Floor 11 New York NY 10001 | No | No | Yes | No | |
1921783 | Redco Ii Master Fund, L.p. | C/O Redmile Group, Llc. One Letterman Drive, Building D, Suite D3-300 San Francisco CA 94129 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Par Value Chf 0.08 Per Share | Acquisiton | 2024-07-01 | 400,000 | $2.81 | 15,669,217 | No | 4 | P | Indirect | See Footnotes |
Common Shares, Par Value Chf 0.08 Per Share | Acquisiton | 2024-07-01 | 400,000 | $2.81 | 12,995,040 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct |
Footnotes
- These securities are directly owned by certain private investment vehicles and sub-advised accounts managed by Redmile Group, LLC ("Redmile"), including RedCo II Master Fund, L.P. ("RedCo II" and collectively with the other private investment vehicles and sub-advised accounts managed by Redmile, the "Redmile Clients"). Redmile may be deemed to beneficially own the reported securities as investment manager of the Redmile Clients.
- The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green (collectively with RedCo II, the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- These securities are directly owned by RedCo II and this transaction is a repetition of the same transaction disclosed above in the first row to disclose this fund's direct ownership.