Filing Details

Accession Number:
0001415889-24-019212
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-03 16:50:05
Reporting Period:
2024-07-01
Accepted Time:
2024-07-03 16:50:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811414 Quantumscape Corp QS Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 850796578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834027 Fritz Prinz C/O Quantumscape Corporation
1730 Technology Drive
San Jose CA 95110
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-07-01 25,816 $4.87 267,011 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 777,906 Indirect By Friedrich Prinz and Gertrud Prinz, Trustees of the Prinz Family Trust dated September 17, 2018
Common Stock 259,302 Indirect By: Marie Helene Prinz 2019 Trust dated June 17, 2019
Common Stock 259,302 Indirect By: Benedikt Prinz 2019 Trust dated June 17, 2019
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2024.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. Includes 229,796 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU and PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.