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Filing Details

Accession Number:: 0000950170-24-081257
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-07-03 13:14:00
Reporting Period:: 2024-06-12

Accepted Time:: 2024-07-03 13:14:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
825202	Sprott Focus Trust Inc.	FUND	(0)	592876580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185838	Whitney W George	C/O Sprott Asset Management Usa Inc. 320 Post Road, Suite 230 Darien CT 06820		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-06-28	15,621	$7.39	263,151	No	4	S	Indirect	Held by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,931,882	Indirect	Held by Spouse
Common Stock	341,317	Indirect	Held by Trust
Common Stock	7,646,042	Direct
Common Stock	214,482	Indirect	Held by Son
Common Stock	1,265,613	Indirect	Held by Trust
Common Stock	2,299,103	Indirect	Held by Foundation
Common Stock	101,532	Indirect	Held by Trust

Footnotes

Shares held by a trust established for the benefit of Mr. George's children. As beneficiaries of the trust, Mr. George's children have a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust.
Shares held by The Meredith and Whitney George Family Foundation (the "Foundation"). Mr. George serves as Chairman of the Foundation and, in such capacity, has investment and voting discretion over shares held by the Foundation.
Shares held by a trust established for the benefit of Mr. George's spouse. Mr. George serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the trust. As beneficiary of the trust, Mr. George's spouse has a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust.
Shares held by a trust established for the benefit of Mr. George's immediate family member (the "BM Trust"). Mr. George serves as trustee of the BM Trust and, in such capacity, has investment and voting discretion over shares held by the BM Trust. Mr. George may be deemed to beneficially own the shares held by the BM Trust.
Shares held by a trust established for the benefit of Mr. George's immediate family member (the "TM Trust"). Mr. George serves as trustee of the TM Trust and, in such capacity, has investment and voting discretion over shares held by the TM Trust. Mr. George may be deemed to beneficially own the shares held by the TM Trust.
Shares were also disposed of on the following dates for the following price:17,646 shares for $7.60 per share on 6/12/2024;17,354 shares for $7.63 per share on 6/13/2024;19,156 shares for $7.42 per share on 6/24/2024;1,409 shares for $7.41 per share on 6/26/2024 and1,108 shares for $7.41 per share on 6/28/2024.