Filing Details
- Accession Number:
- 0001127602-24-019970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-02 20:01:46
- Reporting Period:
- 2024-07-01
- Accepted Time:
- 2024-07-02 20:01:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229109 | Mariner J Kemper | 1010 Grand Blvd. Kansas City MO 64106 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-07-01 | 1,486 | $82.75 | 1,696,618 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 198 | $82.76 | 1,696,420 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 3 | $82.76 | 1,696,417 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 269 | $82.77 | 1,696,148 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 47 | $82.79 | 1,696,101 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 412 | $82.80 | 1,695,689 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 2 | $82.81 | 1,695,687 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 295 | $82.81 | 1,695,392 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 517 | $82.82 | 1,694,875 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 100 | $82.82 | 1,694,775 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 2 | $82.83 | 1,694,773 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 100 | $82.83 | 1,694,673 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 2 | $82.91 | 1,694,671 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 100 | $82.92 | 1,694,571 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 485 | $83.00 | 1,694,086 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 84 | $83.00 | 1,694,002 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Common Stock | Disposition | 2024-07-01 | 200 | $83.01 | 1,693,802 | No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
| No | 4 | S | Indirect | By Trust - RC Kemper Irrevocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 257,796 | Direct | |
| Common Stock | 1,000 | Indirect | By Daughter - Custodial Brokerage Account |
| Common Stock | 2,281 | Indirect | By Esop |
| Common Stock | 1,000 | Indirect | By Son - Custodial Brokerage Account |
| Common Stock | 22,460 | Indirect | By Trust - TUW RC Kemper For John Mariner |
| Common Stock | 12,558 | Indirect | By Trust: Mary S Hunt Trust |
| Common Stock | 290,397 | Indirect | Held by Kemper Realty |
| Common Stock | 395,989 | Indirect | Held by Pioneer Service Corporation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $75.25 | 2019-02-02 | 2027-02-02 | 27,964 | 27,964 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-02-02 | 27,964 | 27,964 | Direct |
Footnotes
- The reported transactions were made pursuant to a 10b5-1 trading plan designed to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, that was entered into by the reporting person on December 13, 2023.
- Options will vest 50% on 2/2/2019, 75% on 2/2/2020, and 100% on 2/2/2021.
Billionaire Hedge Funds
