Filing Details
- Accession Number:
- 0001666071-24-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-07-02 19:13:06
- Reporting Period:
- 2024-07-01
- Accepted Time:
- 2024-07-02 19:13:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1941467 | Hollmeyer Nicholas Lynton | 675 Ponce De Leon Avenue Ne Suite 4100 Atlanta GA 30308 | Chief Legal & Privacy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-07-01 | 10,629 | $0.00 | 82,390 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-07-01 | 1,578 | $0.00 | 83,968 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-07-01 | 581 | $0.00 | 84,549 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-07-02 | 5,956 | $7.95 | 78,593 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2024-07-01 | 10,629 | $0.00 | 10,629 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2024-07-01 | 1,578 | $0.00 | 1,578 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2024-07-01 | 581 | $0.00 | 581 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 74,406 | No | 4 | M | Direct | ||
| 23,669 | No | 4 | M | Direct | ||
| 4,069 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.
- Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on July 1, 2024. The Reporting Person did not sell shares for any other purpose.
- The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).
- The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.
- This RSU award was originally for 38,222 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.
- The RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.
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