Filing Details

Accession Number:
0001104659-24-077454
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-07-02 18:34:54
Reporting Period:
2024-06-28
Accepted Time:
2024-07-02 18:34:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1907223 Anew Medical Inc. WENA () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1170705 Chardan Capital Markets Llc One Pennsylvania Plaza, Suite 4800
New York NY 10119
No No Yes No
1282327 Kerry Propper One Pennsylvania Plaza, Suite 4800
New York NY 10119
No No Yes No
1344162 Steven Urbach One Pennsylvania Plaza, Suite 4800
New York NY 10119
No No Yes No
1423905 Jonas Grossman 1 East Putman Avenue, 4Th Floor
Greenwich CT 06830
No No Yes No
2028852 Chardan Securities Llc One Pennsylvania Plaza, Suite 4800
New York NY 10119
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-06-28 47,000 $2.53 1,579,500 No 4 S Direct
Common Stock Disposition 2024-07-01 115,136 $2.06 1,464,364 No 4 S Direct
Common Stock Disposition 2024-07-02 180,000 $2.05 1,284,364 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.38 to $2.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
  2. This Form 4 is being filed by Chardan Capital Markets LLC ("CCM"). Chardan Securities LLC ("Chardan Securities") is the sole Class A Member and 99% owner of CCM and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Jonas Grossman, Steven Urbach and Kerry Propper is a member of Chardan Securities, and as such has voting and investment discretion with respect to the Common Stock held of record by CCM and may be deemed to have beneficial ownership of the Common Stock held directly by CCM. Each of Mr. Grossman, Mr. Urbach and Mr. Propper disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $2.495, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.90 to $2.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.