Filing Details
- Accession Number:
- 0001209191-11-044968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-19 07:48:03
- Reporting Period:
- 2011-08-18
- Filing Date:
- 2011-08-19
- Accepted Time:
- 2011-08-19 07:48:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1093960 | Mark Zeitchick | 4400 Biscayne Boulevard 12Th Floor Miami FL 33137 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-18 | 50,000 | $1.39 | 1,875,400 | No | 4 | P | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.349 to $1.40, inclusive. The reporting person undertakes to provide to Ladenburg Thalmann Financial Services Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4
Billionaire Hedge Funds
