Filing Details
- Accession Number:
- 0001179110-11-012409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-18 17:52:06
- Reporting Period:
- 2011-08-18
- Filing Date:
- 2011-08-18
- Accepted Time:
- 2011-08-18 17:52:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1211351 | New York & Company Inc. | NWY | Retail-Women's Clothing Stores (5621) | 331031445 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1043031 | Louis Lipschitz | 450 West 33Rd Street 5Th Floor New York NY 10001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-18 | 11,500 | $4.30 | 31,571 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | $0.00 | 2021-06-22 | 13,544 | 13,544 | Direct | |
Common Stock | Options to Purchase Common Stock | $15.67 | 2015-09-07 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-06-22 | 13,544 | 13,544 | Direct |
2015-09-07 | 10,000 | 10,000 | Direct |
Footnotes
- This sale of common stock is pursuant to a 10b5-1 plan, under Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended.
- On June 22, 2011, the reporting person was awarded deferred stock units which vest on June 22, 2012. The reporting person has elected to defer the receipt of shares until January 2, 2021. Each deferred stock unit is the economic equivalent of one share of New York & Company, Inc. common stock.
- The options to purchase common stock are currently exercisable.