Filing Details
- Accession Number:
- 0001140361-11-042788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-18 17:51:32
- Reporting Period:
- 2011-08-16
- Filing Date:
- 2011-08-18
- Accepted Time:
- 2011-08-18 17:51:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267627 | Jr E Charles Whetzel | 1170 Peachtree Street Suite 900 Atlanta GA 30309 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-16 | 60,000 | $22.00 | 206,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-16 | 60,000 | $30.23 | 146,651 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-08-16 | 20,000 | $14.18 | 166,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-16 | 20,000 | $30.23 | 146,651 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-08-16 | 5,000 | $18.14 | 151,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-16 | 5,000 | $30.23 | 146,651 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2011-08-16 | 60,000 | $0.00 | 60,000 | $22.00 |
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2011-08-16 | 20,000 | $0.00 | 20,000 | $14.18 |
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2011-08-16 | 5,000 | $0.00 | 5,000 | $18.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
10,000 | No | 4 | M | Direct | ||
5,000 | No | 4 | M | Direct |
Footnotes
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $29.84 to $30.59, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- All these options were exercisable as of the trade date.