Filing Details
- Accession Number:
- 0001179110-11-012401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-18 16:26:54
- Reporting Period:
- 2011-08-16
- Filing Date:
- 2011-08-18
- Accepted Time:
- 2011-08-18 16:26:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466538 | Cowen Group Inc. | COWN | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1094446 | Iv L M George Labranche | Cowen Group, Inc. 599 Lexington Avenue New York NY 10022 | Senior Managing Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2011-08-16 | 25,000 | $3.45 | 1,672,691 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2011-08-17 | 15,000 | $3.49 | 1,657,691 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,297,400 | Indirect | Held by wife |
Billionaire Hedge Funds
