Filing Details
- Accession Number:
- 0001104659-24-074355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-24 16:35:15
- Reporting Period:
- 2024-06-20
- Accepted Time:
- 2024-06-24 16:35:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1720671 | Hashicorp Inc. | HCP | Services-Computer Programming Services (7371) | 320410665 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1894706 | Navam Welihinda | C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-06-20 | 28,159 | $0.00 | 122,584 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2024-06-20 | 7,569 | $0.00 | 130,153 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2024-06-20 | 18,271 | $33.26 | 111,882 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2024-06-20 | 5,938 | $0.00 | 5,938 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-06-20 | 3,360 | $0.00 | 3,360 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-06-20 | 8,509 | $0.00 | 8,509 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-06-20 | 10,352 | $0.00 | 10,352 | $0.00 |
Class B Common Stock | Restricted Stock Units | Disposition | 2024-06-20 | 7,569 | $0.00 | 7,569 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2024-06-20 | 7,569 | $0.00 | 7,569 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2024-06-20 | 7,569 | $0.00 | 7,569 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,625 | No | 4 | M | Direct | ||
23,522 | No | 4 | M | Direct | ||
93,605 | No | 4 | M | Direct | ||
155,285 | No | 4 | M | Direct | ||
15,138 | No | 4 | M | Direct | ||
62,597 | No | 4 | M | Direct | ||
55,028 | No | 4 | C | Direct |
Footnotes
- Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
- Includes 500 shares of Class A Common Stock acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2024.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.105 to $33.335, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The remaining RSUs vest in six equal quarterly installments beginning on September 20, 2024.
- The remaining RSUs vest in seven equal quarterly installments beginning on September 20, 2024.
- The remaining RSUs vest in 11 equal quarterly installments beginning on September 20, 2024.
- The RSUs vest in 15 equal quarterly installments beginning on September 20, 2024.
- Each RSU represents a contingent right to receive one share of Class B Common Stock.
- The remaining RSUs vest in two equal quarterly installments beginning on September 20, 2024.