Filing Details
- Accession Number:
- 0000950170-24-076423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-21 19:34:17
- Reporting Period:
- 2024-06-21
- Accepted Time:
- 2024-06-21 19:34:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492422 | Apellis Pharmaceuticals Inc. | APLS | Pharmaceutical Preparations (2834) | 271537290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1721108 | Sinclair A. Dunlop | C/O Apellis Pharmaceuticals, Inc. 100 Fifth Avenue, 3Rd Floor Waltham MA 02451 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-06-21 | 35,305 | $39.22 | 138,693 | No | 4 | S | Indirect | Indirect Owner (Epidarex) |
Common Stock | Disposition | 2024-06-21 | 1,695 | $39.63 | 136,998 | No | 4 | S | Indirect | Indirect Owner (Epidarex) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Indirect Owner (Epidarex) |
No | 4 | S | Indirect | Indirect Owner (Epidarex) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 133,518 | Direct | |
Common Stock | 31,855 | Indirect | Indirect Owner (Masa) |
Footnotes
- These sales were effected pursuant to a non-Rule 10b5-1 trading plan adopted by Epidarex Capital I LP on March 2, 2024.
- This transaction was executed in multiple trades at prices ranging from $38.59 - $39.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected in footnotes (1) and (2) of this Form 4.
- This transaction was executed in multiple trades at prices ranging from $39.59 - $39.67. The price reported above reflects the weighted average sale price.
- The securities are held by Epidarex Capital I, LP ("Epidarex") and the reporting person, a general partner of Epidarex, may be deemed to have voting and dispositive power over the shares held by Epidarex. The reporting person disclaims beneficial ownership over the shares held by Epidarex except to the extent of his pecuniary interest therein.
- The securities are held by MASA and the reporting person, a managing partner of MASA, may be deemed to have voting and dispositive power over the shares held by MASA. The reporting person disclaims beneficial ownership over the shares held by MASA except to the extent of his pecuniary interest therein.