Filing Details
- Accession Number:
- 0001437749-24-020800
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-20 16:24:39
- Reporting Period:
- 2024-06-17
- Accepted Time:
- 2024-06-20 16:24:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896156 | Ethan Allen Interiors Inc | ETD | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217614 | Farooq M Kathwari | 25 Lake Avenue Ext. Danbury CT 06811 | Chairman, President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-06-17 | 10,000 | $27.50 | 1,725,193 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-06-17 | 175 | $27.50 | 24,825 | No | 4 | S | Indirect | 2020 Trust FBO Kolhai Gibran Kathwari |
| Common Stock | Disposition | 2024-06-17 | 175 | $27.50 | 24,825 | No | 4 | S | Indirect | 2020 Trust FBO Zavier Irfan Kathwari |
| Common Stock | Disposition | 2024-06-17 | 175 | $27.50 | 24,825 | No | 4 | S | Indirect | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| Common Stock | Disposition | 2024-06-17 | 175 | $27.50 | 24,825 | No | 4 | S | Indirect | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | 2020 Trust FBO Kolhai Gibran Kathwari |
| No | 4 | S | Indirect | 2020 Trust FBO Zavier Irfan Kathwari |
| No | 4 | S | Indirect | 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari |
| No | 4 | S | Indirect | 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,364 | Indirect | Shares held by spouse |
| Common Stock | 8,565 | Indirect | Shares held in 401(k) plan |
Footnotes
- This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on June 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.
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