Filing Details
- Accession Number:
- 0001213900-24-054278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-20 16:05:27
- Reporting Period:
- 2024-06-14
- Accepted Time:
- 2024-06-20 16:05:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890394 | Peraso Inc. | PRSO | Semiconductors & Related Devices (3674) | 770291941 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1895990 | Alex Tomkins | 2309 Bering Drive San Jose CA 95131 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-06-14 | 1,300 | $1.52 | 2,919 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2024-06-14 | 3,500 | $1.53 | 6,419 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2024-06-17 | 168 | $1.51 | 6,251 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | F | Direct |
Footnotes
- Includes restricted stock units ("RSUs") granted to the reporting person on April 15, 2022, reflecting the impact of a 1-for-40 reverse stock split of the Issuer's common stock effected on January 2, 2024, that vest as to one-sixth of the shares of common stock subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.
- Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on June 17, 2024 of $1.51.
Billionaire Hedge Funds
