Filing Details
- Accession Number:
- 0001417327-11-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 21:35:02
- Reporting Period:
- 2011-08-15
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 21:35:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334769 | Yves Maitre Le | 2560 Junction Avenue San Jose CA 95134 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-15 | 20,000 | $0.00 | 38,675 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-08-17 | 1,817 | $3.79 | 36,858 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-08-15 | 20,000 | $0.00 | 20,000 | $4.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2012-08-15 | 2021-08-15 | No | 4 | A | Direct |
Footnotes
- The restricted award vests 25% on the one year anniversary, then 6.25% every 3 month period thereafter.
- Sale of 1,817 shares to satisfy tax obilgations arising in connection with the vesting of previously granted and reported restricted stock awards.
- The option vests 25% on the one year anniversary, then 36 equal monthly installments thereafter.
Billionaire Hedge Funds
