Filing Details
- Accession Number:
- 0001587987-24-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-18 14:20:34
- Reporting Period:
- 2024-06-14
- Accepted Time:
- 2024-06-18 14:20:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587987 | Newtekone Inc. | NEWT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235974 | J Richard Salute | 4800 T-Rex Avenue Suite 120 Boca Raton FL 33431 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-06-14 | 1,932 | $12.94 | 31,917 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2024-06-18 | 700 | $12.62 | 32,617 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- On June 14, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,932 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.
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