Filing Details
- Accession Number:
- 0001181431-11-046008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-17 18:42:22
- Reporting Period:
- 2011-08-16
- Filing Date:
- 2011-08-17
- Accepted Time:
- 2011-08-17 18:42:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207438 | I Peter Cittadini | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-16 | 500,000 | $1.49 | 1,946,467 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-16 | 500,000 | $6.04 | 1,446,467 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-17 | 500,000 | $1.49 | 1,946,467 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-17 | 500,000 | $6.01 | 1,446,467 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2011-08-16 | 500,000 | $0.00 | 500,000 | $1.49 |
| Common Stock | Option (right to buy) | Disposition | 2011-08-17 | 500,000 | $0.00 | 500,000 | $1.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,993,677 | 2004-03-03 | 2013-03-03 | No | 4 | M | Direct |
| 3,493,677 | 2004-03-03 | 2013-03-03 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price within the range of $5.95 to $6.25.
- Represents a weighted average price within the range of $5.95 to $6.19.
- Includes 150,000 of the Issuer's common stock underlying RSUs awarded.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.
Billionaire Hedge Funds
