Filing Details
- Accession Number:
- 0001628280-24-028383
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-14 19:44:19
- Reporting Period:
- 2024-06-12
- Accepted Time:
- 2024-06-14 19:44:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1899287 | Amprius Technologies Inc. | AMPX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1641982 | E Justin Mirro | 1433 Old Country Road, Suite 301 Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-06-12 | 210,000 | $1.30 | 1,857,142 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2024-06-12 | 70,000 | $1.30 | 1,715,000 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2024-06-13 | 195,000 | $1.21 | 1,662,142 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2024-06-13 | 65,000 | $1.22 | 1,650,000 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2024-06-14 | 195,000 | $1.13 | 1,467,142 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2024-06-14 | 65,000 | $1.13 | 1,585,000 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 142,895 | Direct |
Footnotes
- The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.255 to $1.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities.
- The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.265, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Includes 125,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.