Filing Details
- Accession Number:
- 0001564429-24-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-06-14 19:07:44
- Reporting Period:
- 2024-06-12
- Accepted Time:
- 2024-06-14 19:07:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1564429 | J. Bernard Clark | 3000 Schwab Way Westlake TX 76262 | Md Head Of Advisor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-06-12 | 8,164 | $52.05 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-06-12 | 8,164 | $75.00 | 121,666 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2024-06-12 | 8,164 | $0.00 | 8,164 | $52.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,251 | 2028-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,740 | Indirect | by 401(k) |
Common Stock | 673 | Indirect | by ESOP |
Footnotes
- Reflects the contribution of 8,164 shares received upon exercise of the option to a trust.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2024.
- This information is based on a plan statement as of March 31, 2024.
- The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.